Financial Prosperity Starts Here
Consulting Firm Specializing in Nasdaq IPOs
Who We Are
Vessel Global Capital LLC is a consulting firm that stands out with its expertise in Nasdaq IPOs. Our dedication to offering educational resources sets us apart in the industry as a trusted partner for financial growth and success. By focusing on strategic investments and personalized financial solutions, we aim to empower our clients to achieve their financial goals. Experience excellence in advisory with Vessel Global Capital LLC.
IPO listing services
Helping Chinese companies successfully list on the Nasdaq
As Chinese companies accelerate their globalization, IPOs in the U.S. have become an important strategic path to achieve international financing, brand expansion, and capital value enhancement. With our deep understanding of the Chinese and U.S. markets and cross-border practical experience, we provide a "one-stop U.S. IPO solution" based on the actual development needs of enterprises, covering the entire process from pre-preparation, material submission, SEC inquiry response, to successful listing and post-listing operational support.
IPO preparatory stage
In the preparation stage for listing in the United States, the business model, financial statements, shareholder structure, governance system and compliance status of the company need to be systematically sorted out. Through preliminary diagnosis and feasibility assessment, it is clear whether the listing conditions of Nasdaq or NYSE are met, and reasonable listing goals, time planning and financing strategies are formulated accordingly. At the same time, it is also necessary to complete the design of the overseas main body structure (such as VIE or red chip), introduce professional intermediary institutions (including investment banks, audits, lawyers, IR, etc.), and establish a project management mechanism to ensure that each link strikes a balance between compliance, timeliness and capital efficiency, laying the foundation for subsequent smooth declaration.
Application and listing stage
During the listing application and SEC review stage, companies need to prepare and submit a series of application materials including prospectus (F-1/S-1), financial reports, and legal due diligence documents in accordance with the requirements of US securities laws. During this process, financial rectification, internal control regulations, and information disclosure system construction must be completed, and SEC inquiries must be fully cooperated with to ensure the integrity and consistency of the application materials. In addition, it is necessary to organize online or offline investor roadshows to clearly convey the company's business model, growth space, and core competitiveness to potential institutional investors, and finally work with investment banks to complete the issuance pricing, transaction structure design, and Nasdaq/NYSE listing process to successfully achieve listing transactions.
Successful listing and follow-up services
After the company completes its IPO and is successfully listed, it still needs to continue to fulfill its information disclosure obligations (including periodic reports such as 10-K, 20-F, and 6-K), build an investor relations mechanism that interacts well with the capital market, and update the governance structure and operational compliance process in a timely manner according to regulatory requirements. At the same time, through diversified capital market operations such as market value management, strategic communication, institutional communication, additional financing, convertible bond issuance, and mergers and acquisitions, the company's valuation elasticity and capital liquidity in the secondary market can be improved, further releasing the long-term strategic value brought by listing.
SPAC Services
We provide a full range of SPAC (Special Purpose Acquisition Company) services, covering the entire life cycle of SPAC, from formation, IPO (initial public offering), mergers and acquisitions (De-SPAC), to compliance management after becoming a listed company. With rich experience and expertise, our team helps clients complete SPAC transactions efficiently, reduce risks, and achieve strategic goals.
Our services include:
• SPAC IPO and establishment support
• Select a trust, transfer agent and warrant agent
• IPO document preparation and transaction structure design
• Fund custody and clearing services
• Investor communication and roadshow support
• Business merger (De-SPAC) and compliance management
• Target company shareholder structure analysis and document preparation
• Shareholder voting proxy and voting management
• PIPE (Private Investment in Public Equity) financing and capital operation support
• Fund management and shareholder equity distribution after transaction completion
• Listed company management and ongoing compliance support
• Capital market compliance and corporate governance consulting
• Annual shareholder meeting organization and regulatory filing
• Shareholder management, transfer agency and warrant services
• Regulatory reporting and financial disclosure support
Pre-IPO Financing Services
Lock in capital in advance and guide valuation anchoring Before formally submitting the prospectus, we help companies complete Pre-IPO financing, formulate financing rhythm and structure design, and match strategic investors to effectively improve corporate valuations and enhance investor confidence.
Services include:
Financing structure and valuation calculation support
Preparation of investor materials (BP, Teaser, Data Room)
Investor introduction and term sheet negotiation support
Pre-IPO financing and IPO lead underwriter pricing coordination
Subsequent releases
1. Service Background
• Requirements Analysis
• Post-IPO fund management and business expansion require further introduction of capital.
• Optimize capital structure and improve market liquidity through subsequent issuance.
2. Service Architecture
• Market research and strategy development
• Conduct detailed market analysis to assess issuance timing and market sentiment;
• Formulate pricing strategies and issuance scale to ensure that funds raised match business development.
• Implementation operations support
• Assist in writing and improving additional issuance documents and submitting them in strict accordance with regulatory requirements;
• Coordinate underwriting, roadshows and investor education, and track issuance results throughout the process.
• Subsequent feedback and adjustments
• Establish a post-issuance market monitoring mechanism to collect market feedback;
• Continuously optimize capital operation plans to assist enterprises in achieving long-term development goals.
(III) Core advantages
• A professional capital market team familiar with regulatory policies and market trends;
• Customized additional issuance plan to match the business expansion needs of enterprises;
• Complete project execution process, with professional support from document preparation to market feedback.
Compliance training for listed companies
Build a governance foundation for sustainable development after IPO For listed companies, we provide special training covering US stock compliance obligations, board governance, financial disclosure, information security and other aspects to ensure that companies have independent governance and efficient operation capabilities after listing.
Training modules include:
Interpretation of key points of the US Securities Law (SEC Rule)
Information disclosure standards and annual and quarterly reporting processes
Training on the responsibilities of independent directors and audit committees
Investor Relations Management (IR) Strategy Practice
OTC companies upgrade to the main board
We provide diagnostic assessment and execution services for companies listed on the OTC Markets to transfer to NASDAQ/NYSE, helping them complete key transformation actions such as compliance reinforcement, market value management, and audit rectification.
Services include:
Feasibility assessment and path design for transfer
Optimization of shareholder structure and rectification of financial audit
Market value management and liquidity enhancement solutions
Preparation of transfer application materials and regulatory communication
Market value management
Not only to go public, but also to maintain stability and grow. We have been accompanying listed companies in capital market maintenance for a long time, helping them with market value management, investor communication, financing tool design, etc., to promote companies to continue to be seen and recognized by the capital market.
Support options include:
Market value structure analysis and IR strategy formulation
Equity incentive design and implementation
Secondary issuance (F-3), convertible bonds (CB) planning
Regular roadshows for hedge funds and institutional investors